Leading UK-wide wealth management firm seeks a senior compliance professional for its monitoring team, deputising for the team head as necessary and embedding a compliance awareness culture throughout the business. The successful candidate will be required to develop and maintain the Compliance Monitoring Plan including continuous improvements, manage the allocation of resource within the team to ensure the plan is delivered upon, escalate any concerns identified to the Head of Monitoring and where possible providing plans/recommendations to mitigate risks. To fulfil the role you will act as mentor to more junior colleagues providing motivation and empowerment, and encourage innovative thinking. Suitable candidates need at least 5 years compliance experience, most of which must have been gained in the wealth management or private banking sector. Candidates with internal audit / risk experience with exposure to regulatory themes within the sector are also welcome to apply. This is an excellent opportunity within an established brand in the high net worth space, performing a highly responsible role that will enable you to further develop leadership and process improvement skills.
Internal Number: 4835701
About Hays Financial Markets
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