Currently recruiting for a senior compliance professional to join a rapidly growing fintech firm where you will take on the SMF16 function. The business are looking for a candidate who has ideally held a regulated function previously, and you will be responsible for overseeing compliance advisory and regulatory development across the business. This is a great opportunity to join a leading firm, that is challenging the traditional banks.
You will be responsible for creating a solid compliance and conduct culture across the business and ensuring that regulation is fully embedded
You'll develop and manage our growing Compliance team ensuring everyone has the opportunity to learn and perform at their best
You'll form part of the second line leadership team, helping to build a high performing partnership with the rest of the organisation
You'll provide direction and leadership to the MLRO team by leading assurance and monitoring for the second line, focusing predominantly on Compliance
You've previously been approved by the FCA for SMF16 and have direct interactions with the FCA and PRA regulators
You can interpret PRA and FCA consultations and regulations, and have a strong understanding of the PRA and FCA rulebooks
You've built and led compliance teams previously, ideally in a regulated financial services firm
You're comfortable giving oversight and assurance on the prevention of financial crime
Internal Number: 5928945
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