About Standard Chartered We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East.
To us, good performance is about much more than turning a profit. It's about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good.
We're committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation. This in turn helps us to provide better support to our broad client base.
The Role Responsibilities
Support relevant stakeholders to make decisions based on current and possible future policies, practices, and trends.
Keep track of and provide advice to relevant stakeholders on the interpretation and application of regulatory expectations, laws, best practices and policies related to FCC.
Develop, keep up to date and recommend for approval by the relevant Risk Committee, appropriate policies/processes/DOIs to address financial crime risks, aligning with relevant regulatory requirements.
Provide advice to relevant stakeholders on compliance with Group standards relating to AML/Sanctions/ABC.
Work with business and support units to investigate and research on anti-money laundering ("AML") and counter terrorist financing ("CTF") cases.
Support Supervisors in process enhancement and developing controls. Support the operation of such enhancement and controls.
Ensure all alerts/cases in the Country's queue are reviewed and concluded in a timely manner, according to the appropriate DOI/manuals.
Wherever applicable, ensure external SAR are properly prepared and filed to the law enforcers as per local regulation requirements.
Keep proper records and registers for AML or CTF investigations.
Response promptly to regulatory requests relating to AML or CTF.
Assist in management information reporting.
Follow and comply with AML/CTF/CDD/Sanctions policies and procedures where applicable to BAU activities
People and Talent
Ensure participation on appropriate FCC awareness & training (i.e. SAR and financial crime trends, AML investigation outcomes, lessons learnt) within country.
Ensure the suitability and quality of case data maintained on enterprise case management systems.
Understand technical aspects of systems relevant to CDD, Client Risk Assessments, Detica-TS,Tandem,Hogan and Mantas .
Align/support with the alignment of relevant systems and controls to industry best practice and close out any compliance gaps.
Apply Group and FCC policies and processes (AML surveillance, client screening, risk assessment) to manage risks.
Make recommendations (and/or implement) to relevant stakeholders on possible risk management responses to identified risks and/or findings of concerns from investigations.
Advise relevant stakeholders on outcomes of AML risks identification and assessment methodologies.
Propose control improvements, enhancements and simplifications where appropriate.
Support all control checks undertaken by FCC under the Operational Risk Framework (ORF).
Collate, analyse and interpret data in reports to senior management and relevant governance/risk committees.
Analyse and interpret data to produce reports that help the bank identify and manage emerging areas of risk / vulnerability and thus drive remediation action within the FCC function.
Regulatory & Business conduct
Display exemplary conduct and live by the Group's Values and Code of Conduct.
Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
Work with the FCC Controls management and team members to achieve the outcomes set out in the Bank's Conduct Principles: Fair Outcomes for Clients; Effective Operation of Financial Markets; Financial Crime Prevention; The Right Environment
Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
To provide explanation to Business in terms of investigation decision making;
To assist with liaising the Regional and Group FCC colleagues/project teams during system implementation and enhancement;
To assist with Internal/External Audit and Country Operation Risk (for audit and reviews)
Embed Here for good and Group's brand and values in Country FCC Controls.
Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures.
Our Ideal Candidate
Have a good knowledge of Financial Crime Investigation, as well as knowledge of the local regulations and legislation on AML/CTF and sanctions.
Apply now to join the Bank for those with big career ambitions.
Internal Number: 6576547
About Standard Chartered Bank
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