About Standard Chartered We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East.
To us, good performance is about much more than turning a profit. It's about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good.
We're committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation. This in turn helps us to provide better support to our broad client base.
The Role Responsibilities
The role will be responsible to provide advice and conduct a comprehensive assessment for all new DDA proposals regarding Financial Crimes and Sanctions risks related to the Europe and Americas Region. Also, the role provides advice regarding Financial Crimes and Sanctions risks related to CB Due Diligence globally. Further, the role will support correspondent risk tracker reporting.
The role provides advice regarding Financial Crimes and Sanctions Risks related to Global Name Screening for CIB Americas and support to the region where required,
Propose control improvements, enhancements and simplifications related to the new DDA opening process, where appropriate.
Analyse Busines Review Forms ("BRFs") to ensure a complete and accurate document including the FCC risk and mitigation is submitted to key stakeholders,.
Provide subject matter expertise to global RMs, COBAM and CET Teams, by providing advice on CB CDD policy and new DDA review process
Review and assess the AML risk for new DDA requests escalated to FCC
Review and assess the financial crimes risk for D rated CBR CDD cases.
Providing governance and oversight over the implementation of new DDA openiing review process and FCC CB related policies and procedures to ensure compliance with such policies and procedures during new DDA reviews
Provide advice to relevant stakeholders on compliance with Group standards relating to CB Due Diligence
Review BRFs and CDD files prior to DDA Woking Group ("WG") approval
Responsible for providing monthly metrics for FCC CBR CDD Team.
Responsible for coordinating the documentation for the Annual Sensitive Client CEO Review.
Decide on the PEP/Sensitive status of a CB client
People and Talent
Promote an environment that supports diversity and reflects SCB core values.
Understand technical aspects of systems relevant to CDD, Client Risk Assessments, Name and Transaction Screening, AML Monitoring and Case Management
Apply Group and FCC policies and processes to manage risk posed by CB Clients
Make recommendations (and/or implement) to relevant stakeholders on possible risk management responses to identified risks and/or findings of concerns from investigations.
Inform senior management of serious regulatory breaches (or where risk tolerances have been breached) and ensure that actions are taken quickly to remediate and/or activities are ceased.
Undertake enhanced due diligence for new DDA requests that are higher risk.
Manage escalations on issues requiring additional assessment and controls, related to new DDA requests
Responsiblefor identification and escalation of potential risks and issues to senior management through appropriate governance channels and the Quality Assurance framework.
Regulatory & Business Conduct
Display exemplary conduct and live by the Group's Values and Code of Conduct.
Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
Lead the FCC CBR CDD Team to achieve the outcomes set out in the Bank's Conduct Principles.
Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
FCC CIB Advisors Globally
Relationship Managers, Globally
Global Account Managers, Globally
Head, FCC CBR
FCC CBR Teams Globally
Global Correspondent Banking Due Diligence Team
Head of Network Banks
Members if the DDA WG (Europe and Americas)
COBAM Team Globally
Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures
Our Ideal Candidate
Bachelor's degree or related field of study from an accredited institution
5-7 years' experience in a large multinational financial institution with a solid understanding of Corporates and Financial Institutions, as well as of Correspondent Banking products.
3- 5 years' experience in a risk function with a solid knowledge of risk governance frameworks and processes applicable to Correspondent Banking, including CDD/KYC risk assessment and money laundering, to include the BSA, OFAC/HMT requirements, CISADA, and Suspicious Activity reporting requirements.
ACAM's certification preferred.
Proven ability to make good/sound decisions and use independent judgement.
Proven ability to build relationships with stakeholders in the Business, Control Functions and Operations.
Ability to create effective work relationships across functions and borders.
Demonstrates effective communication skills, and uses influence to achieve desired outcomes,
Focused, organized and results oriented. Positive and proactive.
Excellent writing skills.
Apply now to join the Bank for those with big career ambitions.
To view information on our benefits including our flexible working please visit our career pages .