About Standard Chartered We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East.
To us, good performance is about much more than turning a profit. It's about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good.
We're committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation. This in turn helps us to provide better support to our broad client base.
The Role Responsibilities
Awareness and understanding of the Group's business strategy and model appropriate to the role. The overall focus of the Investigations Support Team is to provide operational / back-end support to the Investigations Unit and larger Controls function, with emphasis on the generation and manipulation of key and urgent MIS deliverables tied to BAU SAR filings.
Awareness and understanding of the wider business, economic and market environment in which the Group operates. An understanding of the manner in which the MI being generated will be leveraged is necessary to ensure that deliverables are being executed in a manner that is fit for purpose. While technical ability is required, this role also requires the ability to comprehend and communicate complex data and metrics to key stakeholders across the Bank.
R&C Tracker case entry and data management
FinCEN BSA SAR filing
Pre-filing reviews of SAR forms, transaction records, addendums and ECM process flows
Continuing Activity Report Support process assistance (Palantir runs, relevance analysis, ECM case creation and documentation upload)
Process reviews and improvements
Special projects on an as needed basis as requested by TL and Head of COG
Support the Team Lead and Head of COG by affording support to other units/groups within US FCC with ad hoc requests
Ensure that the Controls Operations Group is in compliance with the Operational Risk Framework for U.S. FCC Controls, raising items of concern to the Head of Controls Operations and logging risk items in relevant Bank systems (e.g. EORP) as deemed appropriate.
Support the Manager, Q&R Team in their function as Unit Operational Risk Manager via identifying, communicating and escalating all potential operational risk items.
Support the Manager, Q&R Team in administering the Controls Quality & Risk Forum.
Awareness and understanding of the regulatory framework, in which the Group operates, and the regulatory requirements and expectations relevant to the role.
Regulatory & Business Conduct
Display exemplary conduct and live by the Group's Values and Code of Conduct.
Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
Take personal responsibility to achieve the outcomes set out in the Bank's Conduct Principles: Fair Outcomes for Clients; Effective Operation of Financial Markets; Financial Crime Prevention; The Right Environment.
Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
E stablish relationships with stakeholders within the Controls Operations Group as well as relevant stakeholders within the FCC Investigations, Intelligence, Surveillance and Governance Units.
Our Ideal Candidate
Bachelor degree in Business, Finance, Economics, Economic Crime Investigation or related field of study, from an accredited institution, or equivalent qualification.
Advanced degree will be viewed positively.
3-5 years experience in a large multinational financial institution, consulting firm or law firm, or 1-2 years of operations experience in correspondent banking.
1-3 years Operations Risk experience or 1-3 years Investigations Support experience.
CAMS certification preferred.
Demonstrates an understanding of the key products or services provided by the business / function, and the processes and controls that underpin them.
Demonstrates an understanding of compliance regulations, knowledge of global procedures and policies, including a core understanding in AML, Sanctions, CDD or Anti Bribery.
Demonstrates an understanding of the SAR process, as evidenced by 1-2 years of experience generating SAR MI and/or performing SAR QC functions.
Proven capability to conduct open source research and leverage Bank internal data sources to assist in building composite analytical products. Proficiency in Micro Strategy and advanced knowledge of Excel.
Has the ability to interpret complex information and determine the research and analysis required to extract facts that can be objectively supported. As indicated above, an understanding of the manner in which the MI being generated will be leveraged is necessary to ensure that deliverables are being executed in a manner that is fit for purpose.
Clear, concise communication style (written and verbal); demonstrates engaged listening skills; able to maintain composure in a stressed situation.
Self motivated - Strong work orientation, works independently, takes accountability for decisions, actions and outcomes
Ability to work independently, use professional judgement, and to work directly and urgently with key stakeholders on complex technical and substantive matters.
Collaborative - Actively collaborate within and across teams
Personal Agility - Agile and receptive to change. Positive and solutions oriented
Apply now to join the Bank for those with big career ambitions.
To view information on our benefits including our flexible working please visit our career pages .